Practice Areas Securities Litigation Actions Against Stock Brokers and Financial Advisers We have an extensive background in representing clients in arbitrations against stock brokers and financial advisors. Stock brokers and financial advisors owe a high level of care to protect and preserve their clients' investments and retirement accounts. All to often, these defendants benefit themselves and their companies with excessive fees by placing their clients' assets into risky or imprudent investments that were not suitable for the client. Please contact us to discuss possible representation with any significant losses to your investment accounts. Representation and the Defense of Brokers Many times the financial representative is wrongly blamed for unforeseeable economic woes, and we defend these brokers and financial advisors. We represent brokers not only against account loss claims, but also SEC and SRO investigations and enforcement actions.