Against Stock Brokers and Financial Advisers
have an extensive background in representing clients in arbitrations
against stock brokers and financial advisors. Stock brokers and
financial advisors owe a high level of care to protect and preserve
their clients' investments and retirement accounts. All to often,
these defendants benefit themselves and their companies with excessive
fees by placing their clients' assets into risky or imprudent
investments that were not suitable for the client. Please contact
us to discuss possible representation with any significant losses
to your investment accounts.
and the Defense of Brokers
times the financial representative is wrongly blamed for unforeseeable
economic woes, and we defend these brokers and financial advisors.
represent brokers not only against account loss claims, but also
SRO investigations and enforcement actions.